Services and Solutions

PRODUCTS AND SERVICES WE PROVIDE

 

Advisory Services

  • Managed Accounts
  • Separately Managed Accounts
  • Portfolio Solutions

 

Wealth Planning Solutions

  • Retirement Planning
  • Education Planning
  • Insurance Planning
  • Estate and Trusts
  • Corporate and Executive Services
  • Succession Planning Services
  • Small Business Financial Planning

 

Banking and Lending Solutions

  • Securities Based Lines of Credit
  • Cash Management Accounts
  • Full Suite of Banking Services

 

Institutional Consulting

  • Investment Banking
  • Public Finance
  • AMS Institutional Services

 

*1A Securities Based Line of Credit may not be suitable for all clients. Borrowing on securities-based lending products and using securities as collateral may involve a high degree of risk. Market conditions can magnify any potential for loss. If the market turns against the client, he or she may be required to deposit additional securities and/or cash in the account(s) or pay down the loan. The securities in the pledged account(s) may be sold to meet the collateral call, and the firm can sell the client’s securities without contacting them. The interest rates charged are determined by the market value of pledged assets and the net value of the client’s Capital Access account.

*2Borrowing on margin and using securities as collateral may involve a high degree of risk and may not be appropriate for all investors. Market conditions can magnify any potential for loss. If the market turns against the investor, he or she may be required to deposit additional securities and/or cash into the account. The securities in the account may be sold to meet the margin call, and the firm can sell investors’ securities without contacting them.